378 lines
20 KiB
Markdown
378 lines
20 KiB
Markdown
---
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title: "Formalizing Dawn in Coq"
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date: 2021-11-20T19:04:57-08:00
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tags: ["Coq", "Dawn", "Programming Languages"]
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description: "In this article, we use Coq to write down machine-checked semantics for the untyped concatenative calculus."
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---
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The [_Foundations of Dawn_](https://www.dawn-lang.org/posts/foundations-ucc/) article came up
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on [Lobsters](https://lobste.rs/s/clatuv/foundations_dawn_untyped_concatenative) recently.
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In this article, the author of Dawn defines a core calculus for the language, and provides its
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semantics. The core calculus is called the _untyped concatenative calculus_, or UCC.
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The definitions in the semantics seemed so clean and straightforward that I wanted to try my hand at
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translating them into machine-checked code. I am most familiar with [Coq](https://coq.inria.fr/),
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and that's what I reached for when making this attempt.
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### Defining the Syntax
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#### Expressions and Intrinsics
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This is mostly the easy part. A UCC expression is one of three things:
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* An "intrinsic", written \\(i\\), which is akin to a built-in function or command.
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* A "quote", written \\([e]\\), which takes a UCC expression \\(e\\) and moves it onto the stack (UCC is stack-based).
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* A composition of several expressions, written \\(e_1\\ e_2\\ \\ldots\\ e_n\\), which effectively evaluates them in order.
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This is straightforward to define in Coq, but I'm going to make a little simplifying change.
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Instead of making "composition of \\(n\\) expressions" a core language feature, I'll only
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allow "composition of \\(e_1\\) and \\(e_2\\)", written \\(e_1\\ e_2\\). This change does not
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in any way reduce the power of the language; we can still
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{{< sidenote "right" "assoc-note" "write \(e_1\ e_2\ \ldots\ e_n\) as \((e_1\ e_2)\ \ldots\ e_n\)." >}}
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The same expression can, of course, be written as \(e_1\ \ldots\ (e_{n-1}\ e_n)\).
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So, which way should we <em>really</em> use when translating the many-expression composition
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from the Dawn article into the two-expression composition I am using here? Well, the answer is,
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it doesn't matter; expression composition is <em>associative</em>, so both ways effectively mean
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the same thing.<br>
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<br>
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This is quite similar to what we do in algebra: the regular old addition operator, \(+\) is formally
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only defined for pairs of numbers, like \(a+b\). However, no one really bats an eye when we
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write \(1+2+3\), because we can just insert parentheses any way we like, and get the same result:
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\((1+2)+3\) is the same as \(1+(2+3)\).
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{{< /sidenote >}}
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With that in mind, we can translate each of the three types of expressions in UCC into cases
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of an inductive data type in Coq.
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{{< codelines "Coq" "dawn/Dawn.v" 12 15 >}}
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Why do we need `e_int`? We do because a token like \\(\\text{swap}\\) can be viewed
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as belonging to the set of intrinsics \\(i\\), or the set of expressions, \\(e\\). While writing
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down the rules in mathematical notation, what exactly the token means is inferred from context - clearly
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\\(\\text{swap}\\ \\text{drop}\\) is an expression built from two other expressions. In statically-typed
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functional languages like Coq or Haskell, however, the same expression can't belong to two different,
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arbitrary types. Thus, to turn an intrinsic into an expression, we need to wrap it up in a constructor,
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which we called `e_int` here. Other than that, `e_quote` accepts as argument another expression, `e` (the
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thing being quoted), and `e_comp` accepts two expressions, `e1` and `e2` (the two sub-expressions being composed).
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The definition for intrinsics themselves is even simpler:
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{{< codelines "Coq" "dawn/Dawn.v" 4 10 >}}
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We simply define a constructor for each of the six intrinsics. Since none of the intrinsic
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names are reserved in Coq, we can just call our constructors exactly the same as their names
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in the written formalization.
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#### Values and Value Stacks
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Values are up next. My initial thought was to define a value much like
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I defined an intrinsic expression: by wrapping an expression in a constructor for a new data
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type. Something like:
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```Coq
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Inductive value :=
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| v_quot (e : expr).
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```
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Then, `v_quot (e_int swap)` would be the Coq translation of the expression \\([\\text{swap}]\\).
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However, I didn't decide on this approach for two reasons:
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* There are now two ways to write a quoted expression: either `v_quote e` to represent
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a quoted expression that is a value, or `e_quote e` to represent a quoted expression
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that is just an expression. In the extreme case, the value \\([[e]]\\) would
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be represented by `v_quote (e_quote e)` - two different constructors for the same concept,
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in the same expression!
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* When formalizing the lambda calculus,
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[Programming Language Foundations](https://softwarefoundations.cis.upenn.edu/plf-current/Stlc.html)
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uses an inductively-defined property to indicate values. In the simply typed lambda calculus,
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much like in UCC, values are a subset of expressions.
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I took instead the approach from Programming Language Foundations: a value is merely an expression
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for which some predicate, `IsValue`, holds. We will define this such that `IsValue (e_quote e)` is provable,
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but also such that here is no way to prove `IsValue (e_int swap)`, since _that_ expression is not
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a value. But what does "provable" mean, here?
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By the [Curry-Howard correspondence](https://en.wikipedia.org/wiki/Curry%E2%80%93Howard_correspondence),
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a predicate is just a function that takes _something_ and returns a type. Thus, if \\(\\text{Even}\\)
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is a predicate, then \\(\\text{Even}\\ 3\\) is actually a type. Since \\(\\text{Even}\\) takes
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numbers in, it is a predicate on numbers. Our \\(\\text{IsValue}\\) predicate will be a predicate
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on expressions, instead. In Coq, we can write this as:
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{{< codelines "Coq" "dawn/Dawn.v" 19 19 >}}
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You might be thinking,
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> Huh, `Prop`? But you just said that predicates return types!
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This is a good observation; In Coq, `Prop` is a special sort of type that corresponds to logical
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propositions. It's special for a few reasons, but those reasons are beyond the scope of this post;
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for our purposes, it's sufficient to think of `IsValue e` as a type.
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Alright, so what good is this new `IsValue e` type? Well, we will define `IsValue` such that
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this type is only _inhabited_ if `e` is a value according to the UCC specification. A type
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is inhabited if and only if we can find a value of that type. For instance, the type of natural
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numbers, `nat`, is inhabited, because any number, like `0`, has this type. Uninhabited types
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are harder to come by, but take as an example the type `3 = 4`, the type of proofs that three is equal
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to four. Three is _not_ equal to four, so we can never find a proof of equality, and thus, `3 = 4` is
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uninhabited. As I said, `IsValue e` will only be inhabited if `e` is a value per the formal
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specification of UCC; specifically, this means that `e` is a quoted expression, like `e_quote e'`.
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To this end, we define `IsValue` as follows:
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{{< codelines "Coq" "dawn/Dawn.v" 19 20 >}}
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Now, `IsValue` is a new data type with only only constructor, `ValQuote`. For any expression `e`,
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this constructor creates a value of type `IsValue (e_quote e)`. Two things are true here:
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* Since `Val_quote` accepts any expression `e` to be put inside `e_quote`, we can use
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`Val_quote` to create an `IsValue` instance for any quoted expression.
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* Because `Val_quote` is the _only_ constructor, and because it always returns `IsValue (e_quote e)`,
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there's no way to get `IsValue (e_int i)`, or anything else.
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Thus, `IsValue e` is inhabited if and only if `e` is a UCC value, as we intended.
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Just one more thing. A value is just an expression, but Coq only knows about this as long
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as there's an `IsValue` instance around to vouch for it. To be able to reason about values, then,
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we will need both the expression and its `IsValue` proof. Thus, we define the type `value` to mean
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a pair of two things: an expression `v` and a proof that it's a value, `IsValue v`:
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{{< codelines "Coq" "dawn/Dawn.v" 22 22 >}}
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A value stack is just a list of values:
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{{< codelines "Coq" "dawn/Dawn.v" 23 23 >}}
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### Semantics
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Remember our `IsValue` predicate? Well, it's not just any predicate, it's a _unary_ predicate.
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_Unary_ means that it's a predicate that only takes one argument, an expression in our case. However,
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this is far from the only type of predicate. Here are some examples:
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* Equality, `=`, is a binary predicate in Coq. It takes two arguments, say `x` and `y`, and builds
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a type `x = y` that is only inhabited if `x` and `y` are equal.
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* The mathematical "less than" relation is also a binary predicate, and it's called `le` in Coq.
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It takes two numbers `n` and `m` and returns a type `le n m` that is only inhabited if `n` is less
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than or equal to `m`.
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* The evaluation relation in UCC is a ternary predicate. It takes two stacks, `vs` and `vs'`,
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and an expression, `e`, and creates a type that's inhabited if and only if evaluating
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`e` starting at a stack `vs` results in the stack `vs'`.
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Binary predicates are just functions of two inputs that return types. For instance, here's what Coq has
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to say about the type of `eq`:
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```
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eq : ?A -> ?A -> Prop
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```
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By a similar logic, ternary predicates, much like UCC's evaluation relation, are functions
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of three inputs. We can thus write the type of our evaluation relation as follows:
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{{< codelines "Coq" "dawn/Dawn.v" 35 35 >}}
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We define the constructors just like we did in our `IsValue` predicate. For each evaluation
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rule in UCC, such as:
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{{< latex >}}
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\langle V, v, v'\rangle\ \text{swap}\ \rightarrow\ \langle V, v', v \rangle
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{{< /latex >}}
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We introduce a constructor. For the `swap` rule mentioned above, the constructor looks like this:
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{{< codelines "Coq" "dawn/Dawn.v" 28 28 >}}
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Although the stacks are written in reverse order (which is just a consequence of Coq's list notation),
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I hope that the correspondence is fairly clear. If it's not, try reading this rule out loud:
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> The rule `Sem_swap` says that for every two values `v` and `v'`, and for any stack `vs`,
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evaluating `swap` in the original stack `v' :: v :: vs`, aka \\(\\langle V, v, v'\\rangle\\),
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results in a final stack `v :: v' :: vs`, aka \\(\\langle V, v', v\\rangle\\).
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With that in mind, here's a definition of a predicate `Sem_int`, the evaluation predicate
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for intrinsics:
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{{< codelines "Coq" "dawn/Dawn.v" 27 33 >}}
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Hey, what's all this with `v_quote` and `projT1`? It's just a little bit of bookkeeping.
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Given a value -- a pair of an expression `e` and a proof `IsValue e` -- the function `projT1`
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just returns the expression `e`. That is, it's basically a way of converting a value back into
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an expression. The function `v_quote` takes us in the other direction: given an expression \\(e\\),
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it constructs a quoted expression \\([e]\\), and combines it with a proof that the newly constructed
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quote is a value.
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The above two function in combination help us define the `quote` intrinsic, which
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wraps a value on the stack in an additional layer of quotes. When we create a new quote, we
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need to push it onto the value stack, so it needs to be a value; we thus use `v_quote`. However,
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`v_quote` needs an expression to wrap in a quote, so we use `projT1` to extract the expression from
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the value on top of the stack.
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In addition to intrinsics, we also define the evaluation relation for actual expressions.
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{{< codelines "Coq" "dawn/Dawn.v" 35 39 >}}
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Here, we may as well go through the three constructors to explain what they mean:
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* `Sem_e_int` says that if the expression being evaluated is an intrinsic, and if the
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intrinsic has an effect on the stack as described by `Sem_int` above, then the effect
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of the expression itself is the same.
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* `Sem_e_quote` says that if the expression is a quote, then a corresponding quoted
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value is placed on top of the stack.
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* `Sem_e_comp` says that if one expression `e1` changes the stack from `vs1` to `vs2`,
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and if another expression `e2` takes this new stack `vs2` and changes it into `vs3`,
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then running the two expressions one after another (i.e. composing them) means starting
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at stack `vs1` and ending in stack `vs3`.
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### \\(\\text{true}\\), \\(\\text{false}\\), \\(\\text{or}\\) and Proofs
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Now it's time for some fun! The UCC language specification starts by defining two values:
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true and false. Why don't we do the same thing?
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|UCC Spec| Coq encoding |
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|---|----|
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|\\(\\text{false}\\)=\\([\\text{drop}]\\)| {{< codelines "Coq" "dawn/Dawn.v" 41 42 >}}
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|\\(\\text{true}\\)=\\([\\text{swap} \\ \\text{drop}]\\)| {{< codelines "Coq" "dawn/Dawn.v" 44 45 >}}
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Let's try prove that these two work as intended.
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{{< codelines "Coq" "dawn/Dawn.v" 47 53 >}}
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This is the first real proof in this article. Rather than getting into the technical details,
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I invite you to take a look at the "shape" of the proof:
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* After the initial use of `intros`, which brings the variables `v`, `v`, and `vs` into
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scope, we start by applying `Sem_e_comp`. Intuitively, this makes sense - at the top level,
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our expression, \\(\\text{false}\\ \\text{apply}\\),
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is a composition of two other expressions, \\(\\text{false}\\) and \\(\\text{apply}\\).
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Because of this, we need to use the rule from our semantics that corresponds to composition.
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* The composition rule requires that we describe the individual effects on the stack of the
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two constituent expressions (recall that the first expression takes us from the initial stack `v1`
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to some intermediate stack `v2`, and the second expression takes us from that stack `v2` to the
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final stack `v3`). Thus, we have two "bullet points":
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* The first expression, \\(\\text{false}\\), is just a quoted expression. Thus, the rule
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`Sem_e_quote` applies, and the contents of the quote are puhsed onto the stack.
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* The second expression, \\(\\text{apply}\\), is an intrinsic, so we need to use the rule
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`Sem_e_int`, which handles the intrinsic case. This, in turn, requires that we show
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the effect of the intrinsic itself; the `apply` intrinsic evaluates the quoted expression
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on the stack.
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The quoted expression contains the body of false, or \\(\\text{drop}\\). This is
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once again an intrinsic, so we use `Sem_e_int`; the intrinsic in question is \\(\\text{drop}\\),
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so the `Sem_drop` rule takes care of that.
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Following these steps, we arrive at the fact that evaluating `false` on the stack simply drops the top
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element, as specified. The proof for \\(\\text{true}\\) is very similar in spirit:
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{{< codelines "Coq" "dawn/Dawn.v" 55 63 >}}
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We can also formalize the \\(\\text{or}\\) operator:
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|UCC Spec| Coq encoding |
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|---|----|
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|\\(\\text{or}\\)=\\(\\text{clone}\\ \\text{apply}\\)| {{< codelines "Coq" "dawn/Dawn.v" 65 65 >}}
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We can write two top-level proofs about how this works: the first says that \\(\\text{or}\\),
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when the first argument is \\(\\text{false}\\), just returns the second argument (this is in agreement
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with the truth table, since \\(\\text{false}\\) is the identity element of \\(\\text{or}\\)).
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The proof proceeds much like before:
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{{< codelines "Coq" "dawn/Dawn.v" 67 73 >}}
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To shorten the proof a little bit, I used the `Proof with` construct from Coq, which runs
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an additional _tactic_ (like `apply`) whenever `...` is used.
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Because of this, in this proof writing `apply Sem_apply...` is the same
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as `apply Sem_apply. apply Sem_e_int`. Since the `Sem_e_int` rule is used a lot, this makes for a
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very convenient shorthand.
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Similarly, we prove that \\(\\text{or}\\) applied to \\(\\text{true}\\) always returns \\(\\text{true}\\).
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{{< codelines "Coq" "dawn/Dawn.v" 75 83 >}}
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Finally, the specific facts (like \\(\\text{false}\\ \\text{or}\\ \\text{false}\\) evaluating to \\(\\text{false}\\))
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can be expressed using our two new proofs, `or_false_v` and `or_true`.
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{{< codelines "Coq" "dawn/Dawn.v" 85 88 >}}
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### Derived Expressions
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#### Quotes
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The UCC specification defines \\(\\text{quote}_n\\) to make it more convenient to quote
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multiple terms. For example, \\(\\text{quote}_2\\) composes and quotes the first two values
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on the stack. This is defined in terms of other UCC expressions as follows:
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{{< latex >}}
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\text{quote}_n = \text{quote}_{n-1}\ \text{swap}\ \text{quote}\ \text{swap}\ \text{compose}
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{{< /latex >}}
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We can write this in Coq as follows:
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{{< codelines "Coq" "dawn/Dawn.v" 90 94 >}}
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This definition diverges slightly from the one given in the UCC specification; particularly,
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UCC's spec mentions that \\(\\text{quote}_n\\) is only defined for \\(n \\geq 1\\).However,
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this means that in our code, we'd have to somehow handle the error that would arise if the
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term \\(\\text{quote}\_0\\) is used. Instead, I defined `quote_n n` to simply mean
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\\(\\text{quote}\_{n+1}\\); thus, in Coq, no matter what `n` we use, we will have a valid
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expression, since `quote_n 0` will simply correspond to \\(\\text{quote}_1 = \\text{quote}\\).
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We can now attempt to prove that this definition is correct by ensuring that the examples given
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in the specification are valid. We may thus write,
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{{< codelines "Coq" "dawn/Dawn.v" 96 106 >}}
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We used a new tactic here, `repeat`, but overall, the structure of the proof is pretty straightforward:
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the definition of `quote_n` consists of many intrinsics, and we apply the corresponding rules
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one-by-one until we arrive at the final stack. Writing this proof was kind of boring, since
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I just had to see which intrinsic is being used in each step, and then write a line of `apply`
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code to handle that intrinsic. This gets worse for \\(\\text{quote}_3\\):
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{{< codelines "Coq" "dawn/Dawn.v" 108 122 >}}
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It's so long! Instead, I decided to try out Coq's `Ltac2` mechanism to teach Coq how
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to write proofs like this itself. Here's what I came up with:
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{{< codelines "Coq" "dawn/Dawn.v" 124 136 >}}
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You don't have to understand the details, but in brief, this checks what kind of proof
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we're asking Coq to do (for instance, if we're trying to prove that a \\(\\text{swap}\\)
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instruction has a particular effect), and tries to apply a corresponding semantic rule.
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Thus, it will try `Sem_swap` if the expression is \\(\\text{swap}\\),
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`Sem_clone` if the expression is \\(\\text{clone}\\), and so on. Then, the two proofs become:
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{{< codelines "Coq" "dawn/Dawn.v" 138 144 >}}
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#### Rotations
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There's a little trick to formalizing rotations. Values have an important property:
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when a value is run against a stack, all it does is place itself on a stack. We can state
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this as follows:
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{{< latex >}}
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\langle V \rangle\ v = \langle V\ v \rangle
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{{< /latex >}}
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Or, in Coq,
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{{< codelines "Coq" "dawn/Dawn.v" 148 149 >}}
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This is the trick to how \\(\\text{rotate}_n\\) works: it creates a quote of \\(n\\) reordered and composed
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values on the stack, and then evaluates that quote. Since evaluating each value
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just places it on the stack, these values end up back on the stack, in the same order that they
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were in the quote. When writing the proof, `solve_basic ()` gets us almost all the way to the
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end (evaluating a list of values against a stack). Then, we simply apply the composition
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rule over and over, following it up with `eval_value` to prove that the each value is just being
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placed back on the stack.
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{{< codelines "Coq" "dawn/Dawn.v" 156 168 >}}
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### `e_comp` is Associative
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When composing three expressions, which way of inserting parentheses is correct?
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Is it \\((e_1\\ e_2)\\ e_3\\)? Or is it \\(e_1\\ (e_2\\ e_3)\\)? Well, both!
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Expression composition is associative, which means that the order of the parentheses
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doesn't matter. We state this in the following theorem, which says that the two
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ways of writing the composition, if they evaluate to anything, evaluate to the same thing.
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{{< codelines "Coq" "dawn/Dawn.v" 170 171 >}}
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### Conclusion
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That's all I've got in me for today. However, we got pretty far! The UCC specification
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says:
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> One of my long term goals for UCC is to democratize formal software verification in order to make it much more feasible and realistic to write perfect software.
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I think that UCC is definitely getting there: formally defining the semantics outlined
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on the page was quite straightforward. We can now have complete confidence in the behavior
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of \\(\\text{true}\\), \\(\\text{false}\\), \\(\\text{or}\\), \\(\\text{quote}_n\\) and
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\\(\\text{rotate}_n\\). The proof of associativity is also enough to possibly argue for simplifying
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the core calculus' syntax even more. All of this we got from an official source, with only
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a little bit of tweaking to get from the written description of the language to code! I'm
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looking forward to reading the next post about the _multistack_ concatenative calculus.
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